MAJOR OUTLETS WALL STREET JOURNAL Brokerages With Checkered Past to Face New Disclosure Focus, FINRA CEO Says: Database to let investors to know which firms hire elevated number of brokers with spotty records MAY 9 2016 WALL STREET JOURNAL Is Your Broker Good or Bad?: In the age of Big Data, it’s time to liberate the BrokerCheck files APRIL 22 2016 CNN MONEY How can you find an honest financial adviser? APRIL 13 2016 LE MONDE And the most dishonest are... APRIL 10 2016 NEW YORK TIMES Does Your Stockbroker Draw Complaints? Here’s How to Find Out APRIL 8 2016 FINANCIAL TIMES How to avoid the wrong financial adviser: Free databases and internet searches are essential tools to secure best advice MARCH 30 2016 WASHINGTON POST Scottie Pippen was scammed by his adviser. Here's how to learn from his experience. MARCH 23 2016 FORBES What Your Aging Parent's Broker Isn't Telling You MARCH 15 2016 BLOOMBERG You Deserve a Better Financial Adviser: A lack of training and proper professional standards hurts the business. MARCH 8 2016 WASHINGTON POST Beware of your financial adviser MARCH 7 2016 CBS NEWS Ever check your financial advisor's history? You should. MARCH 3 2016 ECONOMIST Rotten advice America’s revolving door for financial advisers who do down their clients MARCH 3 2016 PBS Does Your Financial Advisor Have a Fraud Record? MARCH 3 2016 BLOOMBERG Brokers Behaving Badly: The rule breakers don't leave the business. They just find new employers. MARCH 2 2016 CNBC Your advisor might be hiding something from you MARCH 2 2016 WASHINGTON POST This is how unethical financial advisers can get away with it MARCH 2 2016 WASHINGTON POST Why you should second guess your financial adviser MARCH 2 2016 BLOOMBERG It Just Got Even Harder to Trust Financial Advisers: If you haven't yet checked your adviser's disciplinary record, you will after reading this. MARCH 1 2016 BLOOMBERG Holdouts, Inquiries, Routers and Hats: Also European banks, broker misconduct, cool teens and "The Big Bang Theory." MARCH 1 2016 CHICAGO TRIBUNE Study finds reason to be wary of financial advisers MARCH 1 2016 FINANCIAL TIMES The "financial adviser" scammers MARCH 1 2016 WALL STREET JOURNAL Tracking Financial-Adviser Misconduct: A New Database. Bad behavior is concentrated in a small subset of firms, University of Chicago researchers find FEBRUARY 29 2016 OTHER OUTLETS MONEYTALKS NEWS Is Your Financial Adviser a Crook? Here’s How to Find Out FEBRUARY 5 2018 VOX Trump has a plan that would make it easier for financial advisors to rip off investors FEBRUARY 3 2017 INVESTMENT NEWS Wall St. critic Warren grills FINRA’s Ketchum on regulator’s ability to protect investors JUNE 6 2016 INVESTMENT NEWS Weeding out rogue brokers JUNE 6 2016 PR NEWSWIRE Mark A. Tepper law firm welcomes new rules to protect Americans saving for retirement APRIL 14 2016 PALADIN The “F” Word….Fiduciary Standard of Care APRIL 4 2016 WATERTOWN DAILY TIMES A lesson in Scottie Pippen’s mistake APRIL 3 2016 AMERICAN ASSOCIATION OF INDIVIDUAL INVESTORS Advisers with Records of Misconduct Often Rehired APRIL 2016 PHYSICIAN'S MONEY DIGEST Black Sheep Brokers MARCH 31 2016 OPOJIŠTĚNÍ American consultants under the microscope: Ethics vs quality MARCH 30 2016 SIERRA SUN Tahoe Market Pulse: New rules to protect investors MARCH 30 2016 WOLF STREET “Economy-Wide Misconduct” among Financial Advisers MARCH 30 2016 AKTUÁLNĚ.CZ How many financial advisers give bad advice? The data reveals an unfortunate truth MARCH 29 2016 QUARTZ Sorry, Senator Warren’s plan won’t get Americans better financial advice MARCH 29 2016 THINKADVISOR Advisor Misconduct: How Widespread? MARCH 28 2016 CHICAGO DAILY HERALD 4 mistakes you should avoid when looking for a money manager MARCH 27 2016 ECCLESTON LAW New Study Casts Doubt on the Financial Advising Industry MARCH 26 2016 INVESTOR'S BUSINESS DAILY Does Your Financial Advisory Firm Keep Rule-Breakers On Staff? MARCH 24 2016 MANCELL FINANCIAL GROUP Adviser Trust A Long Way To Go Everywhere MARCH 24 2016 NASDAQ Kitces: Rogue Brokers Still Not Being Reined In MARCH 24 2016 EL CONFIDENCIAL The scam formulas of the true Wolves of Wall Street and the financial sector MARCH 21 2016 NEW YORK SECURITIES LAWYERS BLOG New Study Reveals: 7% of Financial Advisers Are Guilty of Misconduct. How Safe Are You? MARCH 21 2016 THE MOTLEY FOOL Surprise! There's a New Bank Atop the Latest Brand Loyalty Rankings MARCH 20 2016 13 NEWS NOW (ABC NORFOLK, VA) Is your financial adviser ripping you off? MARCH 19 2016 THE STREET Is a Skeleton Lurking In Your Financial Advisor's Closet? MARCH 19 2016 THE STREET How Many Bad Brokers Could There Be? Don't Play the Percentages MARCH 17 2016 LAW PROFESSOR BLOGS NETWORK Broker Misconduct Is A Growing Issue With Elderly Clients MARCH 15 2016 DIVIDEND REFERENCE Reason #387 to Avoid Financial Advisors MARCH 14 2016 FUNNY ABOUT MONEY Check Up on Your Financial Adviser MARCH 14 2016 PITTSBURGH POST-GAZETTE Len Boselovic’s Heard off the Street: Study: 7 percent of advisers have misconduct records MARCH 14 2016 KNOXVILLE NEWS SENTINEL Is that a financial adviser or a salesman? MARCH 13 2016 ST. LOUIS POST-DISPATCH Nicklaus: Study sparks debate over broker misconduct MARCH 13 2016 MOON CAPITAL MANAGEMENT Adviser Regs Allow Misconduct MARCH 11 2016 BETTER MARKETS Financial Reform Newsletter: March 10, 2016 MARCH 10 2016 FONDS NIEUWS A bad advisor often remains a bad advisor MARCH 9 2016 THE MOTLEY FOOL Surprise -- There's a Good Chance Your Broker Is Ripping You Off MARCH 9 2016 ULMER & BERNE A Miscellany Of FINRA Issues A Little Too Big To Call Nitpicking MARCH 9 2016 CITY A.M. Why you can't trust your financial adviser: Seven percent of US FAs have misconduct records MARCH 8 2016 PLANADVISER Many Advisers With Misconduct Records Are Reemployed MARCH 8 2016 THINKADVISOR Extraordinary Study Reveals Widespread Broker Misconduct MARCH 8 2016 DESERET NEWS At least 7 percent of financial advisers have committed fraud. Has yours? MARCH 7 2016 FINANCIAL ADVISOR IQ Bad Apples Keep Rolling Back to Like-Minded Firms MARCH 7 2016 KITCES Broker Misconduct Study Highlights Importance Of FINRA BrokerCheck Due Diligence MARCH 7 2016 PRO MARKET (STIGLER CENTER) Is Fraud in the Financial Sector a “Bug” or a “Feature”? MARCH 7 2016 ST. LOUIS POST-DISPATCH Beware of your financial adviser MARCH 7 2016 WALL STREET ON PARADE Theft of Your Money on Wall Street: Another GAO Report Won’t Help MARCH 7 2016 INDEPENDENT ONLINE Is there reason to be wary of financial advisers? MARCH 5 2016 NAOI INVESTMENT RESEARCH CENTER The Market for Financial Advisor Misconduct MARCH 5 2016 CADWALADER CABINET Academics Investigate Financial Adviser Industry Misconduct MARCH 4 2016 THE FISCAL TIMES The 10 Financial Companies That Need to Win Back Your Trust MARCH 4 2016 LEXOLOGY FINRA CEO Ketchum Speaks on Strengthening Three Key Aspects of Markets MARCH 4 2016 WALL STREET ON PARADE This One Photo Captures Why Americans Can’t Win Against Wall Street MARCH 4 2016 THE ATLANTIC Elizabeth Warren: Bad Behavior Is Still Too Common Among Financial Advisors MARCH 3 2016 BUSINESS INSIDER Blackstone president Tony James has proposed a radical new retirement system for US workers MARCH 3 2016 CONSUMER REPORTS Why Your Financial Adviser May Not Be Trustworthy MARCH 3 2016 THE GUILIANO LAW GROUP Investors Beware: The Trillion Dollar Cost of Investment Fraud MARCH 3 2016 MEYER WILSON Roughly 20% of Oppenheimer Advisers Cited for Misconduct MARCH 3 2016 MINNEAPOLIS/ST. PAUL BUSINESS JOURNAL Study: Some financial advisers 'specialize in misconduct' MARCH 3 2016 NASDAQ Study: Some 20% Of Financial Advisers Cited For Misconduct MARCH 3 2016 NASDAQ Trusting Advisors Just Got Harder MARCH 3 2016 SEEKING ALPHA As Many As 20% Of Advisors At Some Firms Crooks: Financial Advisors' Daily Digest MARCH 3 2016 SEEKING ALPHA Study: Some 7% of Financial Advisers Cited for Misconduct MARCH 3 2016 BECK CAPITAL MANAGEMENT New Study Emphasizes Importance of Conducting Background Check on Financial Advisers MARCH 2 2016 FINANCIAL ADVISOR Broker Misconduct Is Worse Than We Thought MARCH 2 2016 FINANCIAL ADVISOR IQ Half the FAs Fired for Misconduct are Rehired in a Year MARCH 2 2016 INVESTMENT EXECUTIVE Research finds prevalence of advisor misconduct in the U.S. MARCH 2 2016 LAW360 Bad Boy Broker Study Shines Light For Regulators To Follow MARCH 2 2016 LAW OFFICES OF JONATHAN W. EVANS 7% of Financial Advisers Industry-Wide Cited for Misconduct, Including 20% of Oppenheimer's Advisers MARCH 2 2016 QUARTZ A new study confirms your worst suspicions: Financial firms prey on “unsophisticated” consumers MARCH 2 2016 TAMPA BAY TIMES New study ranks Raymond James among top ten firms for financial adviser misconduct MARCH 2 2016 YAHOO FINANCE A new study confirms your worst suspicions: Financial firms prey on “unsophisticated” consumers MARCH 2 2016 ZEN INVESTOR Study: Some 20% of financial advisers cited for misconduct MARCH 2 2016 BUSINESS INSIDER The Wolves of Wall Street are everywhere MARCH 1 2016 EUREKALERT! Does your financial adviser specialize in misconduct? MARCH 1 2016 THE IRRELEVANT INVESTOR Misconduct MARCH 1 2016 LES ECHOS Wall Street recycles its "bad elements" MARCH 1 2016 SCIENCE DAILY Does your financial adviser specialize in misconduct? MARCH 1 2016 UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS Does your financial adviser specialize in misconduct? MARCH 1 2016 ADVISORHUB Wells, UBS, OpCo Named in Scathing Report on Broker Misconduct FEBRUARY 29 2016 INTERNATIONAL BUSINESS TIMES Savers Beware: Study Names 10 Firms With The Highest Rates Of Financial Adviser Misconduct FEBRUARY 29 2016 VALUEWALK Financial Adviser Misconduct – 44% Are Reemployed in Financial Services Industry Within a Year, & Other Scary Stats FEBRUARY 29 2016 WEALTHMANAGEMENT Almost Half of Advisors Fired for Misconduct Rehired FEBRUARY 29 2016